Private Placement Trading Platforms

Pinnacle also offers direct access to several private securities trading platforms ("Private Placement Programs"). Feel free to inquire further if you meet the following qualifications and can satisfy the initial documentation requirements:

QUALIFICATIONS

• You have a liquid net worth and available investment capital in excess of $100M.
  
• Your are the legal or fiduciary representative of investors with a liquid net worth and available investment capital in excess of $100M
  
• You can meet certain investor due diligence standards.
  
• Your investments capital can satisfy all Federal Anti-Money Laundering guidelines.
  
• You are willing to open an account at one of the top 25 banking institutions globally.
  
• Other requirements will apply and can be discussed at the appropriate time.

INITIAL DOCUMENTATION REQUIREMENTS

1. The Signatory (Client/Investor) provides a Proof of Funds…, Copy of Passport/Photo and the Compliance Package (CIS) to the trading group director or compliance officer:
   • Colored passport copy of the principal (PP): JPEG file, 8 ½ x 11, signatory page and photo on one sheet.
     
   • Proof of Fund (POF) from a Top 25-50 western bank (rated min. A+): a Statement of Account (not older than 3 banking days) from principal's bank bearing its coordinates, names and signatures of two bank officers and its original bank seal. Also, the e-banking statement of concerned account is acceptable.
     
   • CIS: Client Information Sheet (CIS)-notarized.

NOTE: If the above requirements are satisfactorily met and approved a full application package will be provided to the applicant for completion. Upon return to Pinnacle the application will be submitted to the trading platform compliance manager a formal review. If approved by the compliance manager, the applicant will be notified and invited to receive and consider a trading program with which to participate in.